Vacancy Description
Elevate your career as a Wealth Compliance Manager at TD in Toronto, Ontario. This role emphasizes regulatory compliance oversight, risk management, and stakeholder collaboration to impact the financial sector positively.
As a key player in TD’s Compliance team, you will provide independent oversight and guidance across regulatory compliance risk management activities. In this managerial position, you’ll supervise the implementation of compliance frameworks, assess regulatory changes, and facilitate effective risk management by collaborating with various stakeholders.
Key Responsibilities:
• Oversee implementation of regulatory compliance frameworks and policies
• Support Wealth Testing for regulatory compliance risk assessments
• Manage regulatory change intake and materiality evaluation
• Ensure updates to the regulatory inventory and controls
• Report compliance issues and escalating risks to management
Requirement...
As a key player in TD’s Compliance team, you will provide independent oversight and guidance across regulatory compliance risk management activities. In this managerial position, you’ll supervise the implementation of compliance frameworks, assess regulatory changes, and facilitate effective risk management by collaborating with various stakeholders.
Key Responsibilities:
• Oversee implementation of regulatory compliance frameworks and policies
• Support Wealth Testing for regulatory compliance risk assessments
• Manage regulatory change intake and materiality evaluation
• Ensure updates to the regulatory inventory and controls
• Report compliance issues and escalating risks to management
Requirement...
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