Unit Head

Business Unit: Compliance Group

Basic Function

Oversight on the Critical Case Unit (CCU) deliverables covering: (i) compliance with Freeze Order, Provisional Asset Preservation Order (PAPO), and Asset Preservation Order (APO); (ii) adherence with AMLC/regulators' requests for information and documents; and (iii) management of AML-adverse news.

Functional Responsibilities

A. Management of High-Profile Cases

• Supervises the management of high-profile cases, including clients involved in money laundering predicate crimes.
• Performs investigation and research on the case.
• Coordinates with various units and branches to probe relationship and transaction history, including alerts generated, if any.
• Performs Enhanced Due Diligence (EDD).
• Files warranted Suspicious Transaction Reports (STRs) or recommends No Suspicious Transaction Report (NSTR), as applicable.
• Performs fund tracing.
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