Senior Compliance Manager

Overview
We are seeking a Compliance Officer to support the firm's regulatory framework across multiple jurisdictions. This role will focus on monitoring global regulatory developments, advising internal stakeholders on regulatory requirements, managing regulator communications, and supporting audits and supervisory reviews. The ideal candidate has strong traditional financial services experience, solid capital markets exposure, and hands on regulatory engagement experience.
Key Responsibilities Regulatory Compliance Oversight:
Ensure full compliance with applicable regulations (e.g. SFC, MAS, AML/CFT frameworks) across all business activities, including trading, custody, and brokerage services. Team Leadership & Management:
Lead and manage a small compliance team, providing day-to-day guidance, setting priorities, and supporting their professional development. Ensure effective workload allocation and high-quality execution across all compliance functions. Policy & Framewor...