Senior Compliance Manager, Advisory (Mutual Fund Dealer) (Toronto)

Key Responsibilities

Champion a strong compliance and risk culture aligned with BMO’s purpose, values, and strategy, consistently modelling BMO’s values and behaviours. Lead, mentor, and develop a high‑performing compliance advisory team, fostering sound judgement, accountability, continuous improvement, and a digital‑first mindset. Attract, retain, and develop top compliance talent, building a strong leadership bench and ensuring sustainable team capability. Act as a trusted senior advisor to business and executive leaders, providing timely, practical guidance on regulatory obligations, emerging risks, and industry best practices. Influence and effectively challenge proposed solutions aligned with regulatory risk appetite and regulatory requirements ensuring regulatory adherence and integrity. Provide strategic insight and regulatory recommendations to senior leadership, informed by a deep understanding of regulatory requirements and the industry landscape. Deliver strong sec...