Securities Investigator, Assessment (Calgary)

Our organization The Alberta Securities Commission (ASC) is the industry-funded regulator responsible for administering the province's securities laws. It is entrusted with fostering a fair and productive capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators (CSA), the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.

The Enforcement division upholds Alberta's securities laws by detecting, investigating, and prosecuting breaches of those laws. The division also focuses on deterrence, disruption and preventing misconduct in our capital markets.

The Opportunity

Reporting to the Manager, Assessment and Evidence Management, the Securities Investigator, Assessment is the front line of the Enforcement division and the first point of contact for the investing public, law enforcement, and regulatory partners. In addition to complaint handling, Assessment is also a proa...