Regulatory Compliance Manager

About the Company The position requires interaction with Data Management, affiliate Chief Compliance Officers, Portfolio Compliance, Portfolio Managers, Legal and Operations personnel. The associate will be expected to develop credibility and solid working relationships with such personnel. Expertise and proficiency are relied upon by multiple affiliates. Lack of appropriate coverage in this area will negatively affect the business financially, operationally and present significant regulatory and reputational ris k. About the Role Required S kills: Experience & Domain Kn owledge:9-12 years of experience in Regulatory Reporting or experience within investment advisory businessFamiliarity with compliance related activities and applicability of regulatory reporting requi rements.Familiarity with SEC reporting obligations under Section 13 and Section 16 of the Excha nge Act.Familiarity with non-U.S. jurisdiction regulatory reporting regimesRegulatory Re porting:Prepare Ad Hoc, Monthly, Qua...