RBC Wealth Management Compliance Director Role

Take charge as the Compliance Director at RBC Wealth Management Canada in vibrant Toronto. Focus on driving regulatory compliance, team leadership, and complaint resolution to ensure excellence.

As the Compliance Director, you will oversee a dedicated team of Compliance Managers at RBC Dominion Securities Inc. This role entails addressing client complaints, implementing vital regulatory changes, and developing essential internal policies. You will engage with various teams to facilitate compliance training and support, ensuring a solid compliance foundation.

Key Responsibilities:
• Manage a team of Compliance Managers across RBC DS branches
• Address and resolve client complaints and issues
• Represent compliance during regulatory updates
• Oversee compliance audits and monitoring activities
• Provide training regarding regulatory responsibilities

Requirements:
• Over 10 years in compliance or financial services...