Mid-Level Field Supervision Analyst

Step into a dynamic Field Supervision Analyst position with Manulife, based in Toronto, Ontario. Engage in Tier 1 supervisory activities with a focus on compliance and accuracy.
In this mid-level role, you will oversee daily supervisor tasks and ensure adherence to CIRO requirements. This hybrid position primarily involves working from a Manulife office, emphasizing documentation quality and team communication. You will provide support and expertise to Senior Field Supervision Managers and advisor teams.
Key Responsibilities:
• Execute daily reviews of trades and suitability
• Communicate compliance processes to advisor teams
• Assist with investigations and regulatory inquiries
• Maintain precise records of supervisory actions
• Streamline workflows and adopt new tools
Requirements:
• 2-4+ years of experience in CIRO dealer supervision
• Registered with CIRO as Supervisor and Representative
• Comprehensive knowledge of Canadian financial services
• ...