Manager, Registration and Licensing

Job Description

Reporting to the Director, Registration and Licensing, the Manager, Registration and Licensing will play a critical role within the Business Governance & Controls (BG&C) team. The Manager, Registration and Licensing, oversees all the registration and licensing activities. This role contributes to the development and streamlining of current policies, procedures and processes while aligning Advisors’ wealth and insurance business practices with regulatory requirements and business priorities through regulatory and compliance solutions and new business processes and controls. BG&C strives for continuous improvement to promote advisory-friendly, client-centric, and compliant outcomes.

What would you do?

• The Manager, Registration and Licensing manage the day-to‑day performance of assigned Registration and Licensing Associates, in relation to various registration and licensing applications and submissions. Supporting the Asso...