Manager, Capital Markets Trade Surveillance and Governance

Job Description

What is the opportunity? You will be part of the RBC Compliance Surveillance Team, which is a core, global, second-line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly automated), post-event monitoring of trading activity and communications (electronic and voice) for controlling and mitigating specific relevant risks(e.g. market abuse and manipulation) associated with the supported Capital Markets and Wealth Management businesses.As Manager, Capital Markets Trade Surveillance and Governance, you will be responsible for conducting daily/monthly or ad-hoc trade surveillance alerts focusing on Market Abuse and Manipulation and assisting Associate Director, Surveillance Governance and Quality Assurance in maintaining effective surveillance governance across Canaidan Surveillance ...