Vacancy Description
An exciting opportunity has arisen for a Junior Compliance Analyst to join a busy and supportive Risk and Compliance team in Liverpool. This role is ideal for someone looking to develop a career in risk management, compliance, or client due diligence within a professional services environment.
You will support the Business Acceptance Manager and Senior Analysts across all aspects of new client and matter intake, ensuring compliance with internal policies and regulatory requirements
Key Responsibilities
Manage day-to-day tasks relating to all aspects of client and matter inception.
Conduct client due diligence checks and determine appropriate levels of due diligence in line with Anti-Money Laundering (AML) regulations.
Carry out conflict searches and identify, resolve, or escalate potential conflict issues.
Use internal and external databases to conduct research as part of the due diligence process.
Assess risk profiles for new and existing clients and e...
You will support the Business Acceptance Manager and Senior Analysts across all aspects of new client and matter intake, ensuring compliance with internal policies and regulatory requirements
Key Responsibilities
Manage day-to-day tasks relating to all aspects of client and matter inception.
Conduct client due diligence checks and determine appropriate levels of due diligence in line with Anti-Money Laundering (AML) regulations.
Carry out conflict searches and identify, resolve, or escalate potential conflict issues.
Use internal and external databases to conduct research as part of the due diligence process.
Assess risk profiles for new and existing clients and e...
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