Vacancy Description
Investment Compliance Specialist
- 80k-120k base + strong bonus depending on experience level
- 3 days in office 2 from home
Are you ready to shape the future of investment operations compliance? My client is seeking a driven Investment Operations Compliance Specialist to join their growing Investment Operations team. This newly established role plays a pivotal part in building and overseeing compliance controls across both pre-trade and post-trade activities, ensuring our portfolios operate within regulatory requirements, internal guidelines, and risk appetite.
What You’ll Do
- Conduct pre- and post-trade compliance monitoring across all investment portfolios.
- Identify, investigate, and escalate compliance breaches working closely with Investment, Risk, and other key stakeholders.
- Ensure ongoing alignment of investment portfolios with regulatory obligations and internal policies....
Ready to Apply?
अभी आवेदन करें
Submit your application for Investment Compliance Specialist at JSS Search
Apply for this Position