Investment Compliance, Senior Manager

Investment Compliance, Senior Manager Responsibilities

• Ensure compliance with regulatory requirements and internal policies for investment operations.
• Develop and implement compliance frameworks to monitor investment activities effectively.
• Advise stakeholders on regulatory changes and their implications for investment strategies.
• Conduct regular compliance reviews and audits to identify and address potential risks.
• Prepare and submit compliance reports to regulatory authorities and internal stakeholders.
• Collaborate with cross‑functional teams to ensure alignment with compliance standards.
• Provide training and guidance to the investment team on compliance matters.
• Manage relationships with regulatory bodies and external auditors.

Qualifications

• A degree in Finance, Law, or a related field.
• In‑depth knowledge of compliance regulations within the insurance and financia...