FINANCIAL PLANNER

Responsibilities:

Financial Planning support

Formulate effective financial plan documents and/or risk management documents, in-line with the strategy as outlined

by the adviser, and the customers needs, objectives and risk tolerance. All documents must meet compliance requirements and the relevant legislation, and comply with the company standard documents, policies and procedures.

Prepare statement of advice documentation as required.

Review customer portfolio review reports in conjunction with changes in customer circumstances and investments and general market movement, as outlined in the sales and service process. Ensure report is accurate and that investment strategy is meeting customers objectives. Ensure customer is kept well informed and that all necessary actions are recommended and where necessary undertaken.

Review customers risk coverage in conjunction with changes in customer circumstances and risk manage...