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Dealer Risk Management Analyst

Securities and Exchange Commission

United States, MULTIPLE LOCATIONS, United States Full-time July 21, 2026
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Vacancy Description

Summary Are you passionate about financial markets, data analysis, and protecting investors? The Risk Supervised Broker-Dealer Program (RSBD) in the Division of Trading and Markets (TM) is looking for a motivated and detail-oriented early-career Financial Analyst (Dealer Risk Management Analyst) to join our team. This is your opportunity to build a meaningful career at one of the most respected financial regulatory agencies in the world. Responsibilities In this role as a Dealer Risk Management Analyst, you will be responsible for: Reviewing Internal Risk Controls - Analyzing internal risk management frameworks covering market, credit, leverage, liquidity, legal, and operational risks at Alternative Net Capital (ANC) firms, OTC Derivatives Dealers (OTCDDs), and Security-Based Swap Dealers (SBSDs) to assess their effectiveness in managing firm-wide exposures. Analyzing Financial & Risk Filings - Reviewing and evaluating monthly, quarterly, and annual regulatory filings containing financ...

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