Control Testing

A Control Tester is responsible for assessing whether key business, financial, compliance, IT, and operational controls are designed effectively and operating as intended. The role ensures the bank meets internal policies, regulatory expectations and reduces operational risks.

Key Responsibilities

1. Control Testing Execution

Perform design effectiveness (DE) and operating effectiveness (OE) testing of internal controls.

Develop detailed test scripts, sampling plans, and walkthroughs.

Conduct evidence-based testing for:

Financial reporting controls

Operational and IT general controls (ITGC)

Regulatory compliance controls

2. Documentation & Evidence Review

Collect and review evidence such as logs, screenshots, system reports, approvals, workflows, and audit trails.

Document test results in GRC tools (ServiceNow IRM, Archer, MetricStream, etc.).

Maintain high-quality workpa...