Compliance Supervision Consultant

**Compliance Supervision Consultant**
$35.00hr This role REQUIRES a current series 7&24 license.
Looking for your next career move in the Financial Services arena? We are hiring for a REMOTE Compliance Consultant, with a leading company in the financial services industry located in Milwaukee, WI. If you are interested in this role and meet the requirements, Apply today!

**Description:**
At the core of this role, you’ll be supporting our advisors and clients in reviewing different investment transactions (new accounts, subsequent transactions, monitoring trades) to make sure we are in compliance with regulations and company policies. Support phone queue (30 hours/week) and processing (10 hours/week). Approve accounts, provide principal support, and educate the field on best practices. In addition, you will be fielding calls from our financial representatives in order to consult to them on our compliance procedures and help them with their business. Don’t worry, we’r...