Compliance Officer

Position: Compliance Officer (CP)
Paterson Grade: C- Lower
Salary ranges from: R159 100 - R302 300
Ref: CPCO/02/26
An advanced qualification and/or certification in Compliance will be an added advantage.
A minimum of 2 relevant working experience in the financial, regulatory or compliance
environment is required.
Must have a licence.
**Duties**:
Identifying credit providers who are non-responsive and planning all logístical requirements
to conduct onsite visits and recommend corrective measures to address identified areas of
non-compliance.
Drafting compliance monitoring reports.
In line with the NCA, ensure that enforcement steps are taken where non-compliance is
identified.
Monitoring submissions and analysing statutory reports.
Conducting workshops to Credit Providers and Alternative Dispute Resolution Agents as and
when required.
Preparing draft information/data requests as and when required by Management.
Knowledge:
Natio...