Compliance Officer

You will report directly to a talented Head of Compliance, working for a fast‑growing Consumer Credit firm in London. The role offers a broad scope, providing extensive exposure to the wider business and the opportunity to progress into a Compliance Manager position.

Responsibilities

• Support the Head of Compliance with a wide variety of duties, focusing on the delivery of the Compliance Monitoring Plan and execution of thematic reviews.
• Review and update Compliance policies and assist with FCA returns using RegData and Connect.
• Handle Financial Promotions approvals; manage Compliance queries, complaints, and investigations.

Qualifications

• 2+ years of Compliance experience in the Consumer Credit arena.
• Knowledge of regulations impacting the sector, including CONC and Consumer Duty.
• Experience with the execution of a Compliance Monitoring Plan.
• Experience with FCA submissions u...