Home / Jobs / Compliance Lead IND
5

Compliance Lead IND

56672 Ameriprise India LLP

Noida, Uttar Pradesh, India Full time July 13, 2026
Apply Now

Vacancy Description

Description

The person needs to work on guideline monitoring on compliance system for EMEA region

Key Responsibilities
Pre-trade monitoring to approve Orders/Trades getting the block on the system where applicable post the required validation. Also, Monitoring Investment compliance blocks at a post trade level daily within the deadline. This includes monitoring Firm, Regulatory & client guidelines. Below are the detailed particulars:

  • Pre-trade and Post-trade investment guideline exception investigation & resolution
  • Working closely with portfolio management and other partners to ensure portfolio compliance
  • Manual test execution
  • Identification of investment guideline coding issues
  • Investigating or troubleshooting potential errors when needed

    • Participating in efficiency and improvement initiatives by providing ideas and suggestions on possible improvements to systems or processes

     Required Qualif...

    Ready to Apply?

    अभी आवेदन करें

    Submit your application for Compliance Lead IND at 56672 Ameriprise India LLP

    Apply for this Position

    Vacancy Details

    Location Noida, Uttar Pradesh
    Country India
    Type Full time
    Category Business Operations Specialists
    Posted July 13, 2026

    About 56672 Ameriprise India LLP

    5

    56672 Ameriprise India LLP

    Noida, India

    Share This Vacancy