Vacancy Description
Overview
We are working with a well‑established and growing compliance consultancy firm specialising in providing tailored compliance support to Independent Financial Advisers (IFAs) and wealth management businesses. Their mission is to help their clients meet their regulatory obligations with confidence, professionalism, and integrity.
As part of their continued growth, we’re seeking an experienced Compliance Consultant to join their team, supporting a diverse portfolio of clients with high‑quality, practical, and commercially focused compliance advice.
Location & Travel
Remote based with travel as/when required
Role & Responsibilities
- Deliver hands‑on compliance support and guidance to IFA/wealth management firms in line with FCA regulations.
- Conduct file reviews, risk assessments, audits, and monitoring visits (virtually and occasionally on‑site).
- Assist with policy documentation,...
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