Vacancy Description
Job Summary: Onboarding Associate will be part of the Underlying Principles onboarding team and will work closely with Front Office Sales/Trading, Internal Stakeholders (Credit, Legal, Compliance, Ops) and external Clients to onboard and complete new client onboarding in a timely and efficient manner.
Major Responsibilities:
+ Review onboarding submissions for funds, SPVs, and other investment manager managed entities.
+ Partner with Front Office teams and clients to obtain required KYC/CIP, regulatory, and account setup documentation.
+ Review onboarding documents (e.g., account opening forms, tax forms, formation documents, ADV, suitability certificates, QIB, AML letters, Wolfsberg Questionnaire, and Prime Broker Agreements) for accuracy, completeness, and relevance.
+ Ensure onboarding documentation complies with internal audit, MUSO Policy, and global KYC/ AML requirements.
+ Manage onboarding priorities to meet deadlines.
+ Create client record...
Major Responsibilities:
+ Review onboarding submissions for funds, SPVs, and other investment manager managed entities.
+ Partner with Front Office teams and clients to obtain required KYC/CIP, regulatory, and account setup documentation.
+ Review onboarding documents (e.g., account opening forms, tax forms, formation documents, ADV, suitability certificates, QIB, AML letters, Wolfsberg Questionnaire, and Prime Broker Agreements) for accuracy, completeness, and relevance.
+ Ensure onboarding documentation complies with internal audit, MUSO Policy, and global KYC/ AML requirements.
+ Manage onboarding priorities to meet deadlines.
+ Create client record...
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