Vacancy Description
- Lead and oversee treasury related activities to ensure compliance with the regulatory requirements and ethical standard of the business activities.
- Conduct trade and communication surveillance related activities to ensure compliance with the regulatory requirements and ethical standard of the business activities.
- Review and disposition of alert triggers based on investigation results.
- Detect abnormal communication (i.e. text and voice) made by authorised dealers/traders via approved communication channels.
- Detect abnormal trade activities made by authorized dealers/traders in all channels.
- Perform necessary investigation and escalation to the Team lead if there is any misconduct identified.
- Analyse the behavior and pattern of the past records (i.e. trade/communication) to improve surveillance mechanism.
- Provide relevant feedback on surveillance positioning by taking consideration of observations made during surveill...
Ready to Apply?
अभी आवेदन करें
Submit your application for Circle Lead, Regulatory Compliance Surveillance at RHB Banking Group
Apply for this Position