Senior Manager/Manager, Compliance Testing

A global financial institution is seeking an experienced Compliance Testing professional to support and lead independent compliance reviews across capital markets, investment banking, and related financial services activities. This role will be responsible for executing risk-based testing engagements, evaluating control effectiveness, identifying regulatory risks, and driving remediation efforts across a diverse portfolio of business lines.

The successful candidate will partner with Compliance, Risk, Audit, and business stakeholders to strengthen the organization's compliance framework and ensure adherence to regulatory requirements, internal policies, and governance standards.

RESPONSIBILITIES

Compliance Testing & Risk Assessment

• Lead and execute risk-based compliance testing engagements across trading, banking, advisory, and operational activities.
• Assess compliance with applicable laws, regulations, in...