Vacancy Description
Growing Broker dealer is seeking a highly skilled Operations Regulatory Reporting Analyst to support regulatory reporting and control processes across Futures, Options, Swaps, Equities, and Fixed Income. This role ensures the firm meets all U.S. regulatory and exchange reporting obligations through accurate data, strong controls, and effective system support.
Responsibilities
Responsibilities
Monitor and resolve daily regulatory reporting across CAT, CAIS, Dodd-Frank, CFTC Large Trader (Part 20), TRACE, and other regimes
Maintain regulatory and static data, exchange mappings, and reporting enrichment
Ensure compliance with Client, SEC, CFTC, OCC, NFA, and exchange requirements
Support regulatory change, system enhancements, and upgrades
Maintain procedures, controls, and regulatory inboxes
Identify, escala...
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