Compliance Manager - Regulatory Obligations

A financial services organization is seeking a Compliance professional to support the management and evolution of its regulatory governance framework. This role will focus on maintaining regulatory inventories, tracking regulatory developments, supporting compliance change initiatives, and ensuring regulatory requirements are appropriately reflected within policies, controls, and business processes.

The successful candidate will work closely with Compliance, Legal, Risk, Audit, and business stakeholders to strengthen regulatory governance, improve traceability of obligations, and support enterprise compliance initiatives.

RESPONSIBILITIES

Regulatory Governance & Obligations Management

• Maintain and enhance the organization's inventory of regulatory requirements and compliance obligations.
• Ensure regulatory obligations are accurately documented, categorized, and traceable to relevant policies, procedures, c...