Vacancy Description
Position – Deputy Manager
Location – Mumbai, Kurla
Qualification & Experience
- Qualification : CA / CS / MBA with NISM and NIFM certifications.
- Experience : 0–3 years in financial organizations (preferably Broking or CA firms).
- Skills Required :
- Strong knowledge of statutory and regulatory requirements applicable to financial markets.
- Excellent verbal and written communication skills.
Job Profile:
1. Onsite & Offsite Inspections / Compliance Visits
- Conduct scheduled onsite inspections of members as per quarterly inspection calendar using pre-approved checklists.
- Perform offsite inspections based on risk alerts.
- Continuously monitor data submitted by trading members.
- Draft inspection reports and...
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